Trusts and Estates

Ca. Trs. & Estates Quarterly Volume 12, Issue 1, Spring 2006

DISCRETIONARY DISTRIBUTIONS: TO PAY OR NOT TO PAY?

By Kathleen A. Knight* and James P. Bessolo**

I. INTRODUCTION

A discretionary distribution is the ability to distribute income and/or principal as authorized in a trust instrument. The trustee’s authority to make discretionary distributions embraces many of the basic fiduciary duties, including the following: (i) the duty of loyalty; (ii) the duty to avoid conflicts of interest; (iii) the duty to administer the trust in accordance with its terms; (iv) the duty to deal impartially with the beneficiaries; (v) the duty to seek approval from co-trustee(s) if required; (vi) the duty to exercise reasonable care and caution; and (vii) the duty not to delegate administrative functions except in accordance with applicable law.

Trustees are given flexibility in making distributions for a variety of tax and non-tax reasons, including the following: (i) protection of minors; (ii) protection of spendthrifts; (iii) tax deferral; (iv) protection from government invasion; (v) protection from creditors; and (vi) possible change of circumstances.

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